Peter Mangan

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  At SSG, a Focus on Compliance, Including Expert Advice for State- and SEC-Registered RIAs

  By James J. Green, AdvisorOne  |  March 2, 2012

  Some states are shifting field examiners to handle registration duties for the “Big Switch,” says Chris Winn of AdvisorAssist; states reaching out to RIAs, says NCS’ Kellli Capitano.

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  At SSG Conference, CEO Mangan Focuses on Trust and Independence

  By James J. Green, AdvisorOne  |  March 1, 2012

  At first national conference of Shareholders Service Group, leader Peter Mangan says fiduciary standard shows investors who they can trust.

• More Help For RIAs

  By Staff Writer  |  January 1, 2004

  I had an epiphany this morning," says Peter Mangan, "and I realized I was wrong." Thank heavens, I thought to myself. I like Mangan. I didn't...

• The Return of Peter Mangan

  By Staff Writer  |  May 1, 2003

  Peter Mangan is back, and he is looking to run a custodial business catering to independent advisors again. Only this time, Mangan owns the firm....

• Scoping the Competition

  By Staff Writer  |  April 1, 2000

  At the annual TD Waterhouse conference, the buzz w