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By Staff Writer |
June 9, 2003
TORONTO (HedgeWorld.com)--The Ontario Securities Commission found that Stephen Duthie wrongly engaged in activities for which he was not registered and otherwise engaged in unfair and...
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By Staff Writer |
May 5, 2003
TORONTO (HedgeWorld.com)--The staff of the Ontario Securities Commission presented its case against Stephen Duthie, in connection with the trades that led to the demise of...
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By Staff Writer |
April 21, 2003
TORONTO (HedgeWorld.com)--After years of settling what can be settled, the Ontario Securities Commission has narrowed down the questions arising from the demise of Phoenix Fixed...
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By Staff Writer |
July 1, 2002
TORONTO (HedgeWorld.com)--The Ontario Securities Commission approved a settlement June 17 of its staff's failure-to-supervise allegations against hedge fund manager Mark Kassirer, formerly chairman of Phoenix...