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By Melanie Waddell, AdvisorOne |
May 16, 2012
The date for unveiling a redraft of the Department of Labor’s proposed rule redefining the definition of fiduciary under the Employee Retirement Income Security Act is drawing closer.
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By Melanie Waddell, AdvisorOne |
May 7, 2012
The Department of Labor’s EBSA issued on Monday guidance on the requirements of new rules 408(b)2 and 404(a), which are designed to improve the transparency of fees and investment expenses in retirement plans.
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By Melanie Waddell, AdvisorOne |
April 27, 2012
Sen. Claire McCaskill, D-Mo., is pressing EBSA to re-open the dialogue EBSA started with industry trade groups regarding its data request on its fiduciary re-proposal.
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By Editorial Staff |
April 24, 2012
Some people ride a wave and some people, like the honorees of the 10th annual IA 25, create a wave.
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By Editorial Staff |
April 24, 2012
Throughout the rest of April and May, we’ll be publishing extended versions of each profile, including exclusive interviews, on AdvisorOne.
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By Melanie Waddell |
April 24, 2012
After much anticipation, Oliver Wyman released to the DOL and the SEC in early April the data underlying its report stating that applying a fiduciary standard to IRA recommendations is costly.
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By Melanie Waddell, AdvisorOne |
April 16, 2012
The EBSA announced Monday that it had fined Morgan Keegan $634,000 for violating its fiduciary obligations to 10 pension plans.
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By John Sullivan, Advisorone |
April 16, 2012
A trustee and fiduciary for a number of employer pension plans was indicted on April 10 for 17 counts of wire fraud and 14 counts of theft from an employee pension benefit plan.
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By Melanie Waddell, AdvisorOne |
April 5, 2012
After much anticipation, Oliver Wyman released to the DOL and the SEC on Thursday the data underlying its report stating that applying a fiduciary standard to IRA recommendations is costly.
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By Melanie Waddell, AdvisorOne |
March 21, 2012
At a House hearing, lawmakers took Labor Secretary Hilda Solis to task Wednesday over how the DOL’s recrafting of its fiduciary rule is progressing—specifically on the timing of the re-proposed rule and the rule’s inclusion of IRAs.
