Phyllis Borzi

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  DOL’s Borzi: Lawmakers Can’t Hold Back Fiduciary Plan

  By Melanie Waddell, AdvisorOne  |  June 18, 2013

  Efforts by members of Congress to slow the DOL’s reproposal of its fiduciary rule will have little to no effect, Phyllis Borzi, assistant secretary of DOL’s Employee Benefits Security Administration, said Tuesday.

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  Senate Introduces Lifetime Income Disclosure Act

  By Melanie Waddell, AdvisorOne  |  June 13, 2013

  Senators on Wednesday introduced a bill to allow workers in retirement plans to receive an annual statement of how their lump-sum savings translate into a lifetime stream of monthly income.

• DOL’s Borzi: Fiduciary Redraft Out a Couple of Months After July

  By Melanie Waddell, AdvisorOne  |  June 4, 2013

  The DOL's reproposed fiduciary rule will likely be released a "couple" of months after July, Phyllis Borzi, assistant secretary for EBSA, said during a Tuesday afternoon meeting with the ERISA Advisory Council.

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  JPMorgan, ADP to Wind Up 180 Abandoned DC Plans

  By Melanie Waddell, AdvisorOne  |  June 3, 2013

  DOL announced that it had approved a process for JPMorgan Chase and ADP to terminate and wind up about 180 DC pension plans abandoned due to corporate crises or neglect.

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  The 2013 Broker-Dealer Presidents’ Poll

  By John Sullivan, Liana Roberts  |  May 28, 2013

  Fee compression, regulation, succession planning, technology—the more things change, the more they stay the same for the 58 leaders of independent broker-dealers we questioned exclusively for our annual survey

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  The 2013 IA 25: Advisor Advocates and Regulators

  By Editorial Staff  |  May 20, 2013

  Since the financial crisis, advisors have had to defend their businesses from wary consumers, overzealous legislators and sometimes even other advisors whose unscrupulous actions would cast good advisors in the same shadow as bad advisors.

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  House Bill to Require SEC, DOL Fiduciary Collaboration

  By Melanie Waddell, AdvisorOne  |  May 16, 2013

  But SEC’s Mary Jo White maintains SEC and DOL are "two different agencies"; says more exam "coverage" is needed for advisors.

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  Phyllis Borzi: The 2013 IA 25 Extended Profile

  By Melanie Waddell, AdvisorOne  |  May 15, 2013

  Despite taking a drubbing over her insistence on issuing a rule to amend the definition of fiduciary under ERISA, Phyllis Borzi remains steadfast in her conviction to do so.

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  DOL Seeks Input on Lifetime Income Illustrations Plan

  By Melanie Waddell, AdvisorOne  |  May 7, 2013

  “We are looking for the best ideas on how to show people what their lump-sum retirement savings look like when they are spread out over all the years of retirement,” said Phyllis Borzi.

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  The 2013 IA 25 Special Report

  By Editorial Staff  |  April 29, 2013

  With the 2013 IA 25, our 13th annual list of the most influential individuals in and around the advisor business, we decided to do something different.