Phyllis Borzi

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  The 2013 IA 25: Advisor Advocates and Regulators

  By Editorial Staff  |  May 20, 2013

  Since the financial crisis, advisors have had to defend their businesses from wary consumers, overzealous legislators and sometimes even other advisors whose unscrupulous actions would cast good advisors in the same shadow as bad advisors.

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  House Bill to Require SEC, DOL Fiduciary Collaboration

  By Melanie Waddell, AdvisorOne  |  May 16, 2013

  But SEC’s Mary Jo White maintains SEC and DOL are "two different agencies"; says more exam "coverage" is needed for advisors.

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  Phyllis Borzi: The 2013 IA 25 Extended Profile

  By Melanie Waddell, AdvisorOne  |  May 15, 2013

  Despite taking a drubbing over her insistence on issuing a rule to amend the definition of fiduciary under ERISA, Phyllis Borzi remains steadfast in her conviction to do so.

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  DOL Seeks Input on Lifetime Income Illustrations Plan

  By Melanie Waddell, AdvisorOne  |  May 7, 2013

  “We are looking for the best ideas on how to show people what their lump-sum retirement savings look like when they are spread out over all the years of retirement,” said Phyllis Borzi.

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  The 2013 IA 25 Special Report

  By Editorial Staff  |  April 29, 2013

  With the 2013 IA 25, our 13th annual list of the most influential individuals in and around the advisor business, we decided to do something different.

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  Crossing Paths: The 2013 IA 25

  By Editorial Staff  |  April 29, 2013

  With Investment Advisor's 13th annual list of the most influential individuals in and around the advisor business, we decided to do something different.

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  Without Fiduciary Rule Collaboration, Cost-Benefit Analysis ‘Worthless’

  By Melanie Waddell  |  April 29, 2013

  Comments have been flooding into the Securities and Exchange Commission regarding the agency’s March 1 request for input on the costs and benefits of putting brokers under a fiduciary mandate.

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  PBS ‘Retirement Gamble’ Documentary Draws Mixed Industry Response

  By Danielle Andrus, AdvisorOne  |  April 25, 2013

  NAPFA calls the film a "wake-up call" for legislators; ASPPA says it "conveniently ignores" other issues.

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  Borzi, Whitney, Taleb to Speak at IMCA Annual Conference

  By John Sullivan, AdvisorOne  |  April 25, 2013

  April showers will bring financial advisors to Seattle for the Investment Management Consultant Association conference, starting Sunday.

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  SEC, DOL Must Collaborate on ‘Overlapping’ IRA Fiduciary Standards: Attorney Mason

  By Melanie Waddell, AdvisorOne  |  April 15, 2013

  The failure of the SEC and DOL to collaborate on their “overlapping” fiduciary rules on IRA advice will render the SEC’s current cost-benefit analysis worthless, says Kent Mason of Davis & Harman.