Phyllis Borzi

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  Black Caucus Members Balk at DOL Fiduciary Rule

  By Melanie Waddell, AdvisorOne  |  March 28, 2013

  The Congressional Black Caucus is warning the DOL that its plan to extend ERISA’s fiduciary standard to IRAs will hurt African-American savers.

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  As Fiduciary Debate Returns, Advisors Share Attitudes and Practices

  By James J. Green, AdvisorOne  |  February 26, 2013

  As the SEC and DOL work to finalize their fiduciary standards, AdvisorOne and fi360 field their third annual advisor fiduciary survey to determine real-world advisor opinions and actions.

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  Top 5 Retirement Issues

  By Editorial Staff  |  February 25, 2013

  Investment Advisor talked to several of the main players on the retirement stage to get their thoughts on the big challenges of modern retirement.

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  No-Bull Bull Market

  By John Sullivan, AdvisorOne  |  February 25, 2013

  Sunny San Diego played host to this year’s TD Ameritrade annual conference, and the mood matched the weather.

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  DOL Fines Sherwin-Williams $80M for Tax Violations

  By Melanie Waddell, AdvisorOne  |  February 21, 2013

  The agreement comes after the department’s EBSA investigated whether Sherwin-Williams, seeking to take advantage of tax breaks, improperly managed the plan.

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  DOL Slams ING Life and Annuity With $5.2M Fine

  By Melanie Waddell, AdvisorOne  |  February 4, 2013

  The company was fined over its failure to disclose investment gains achieved when it failed to process requested transactions in a timely manner.

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  Record Attendance, Upbeat Mood at FSI Conference

  By John Sullivan, AdvisorOne  |  January 29, 2013

  The new year finds the Financial Services Institute optimistic and on a roll.

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  Emboldened Borzi Is Back

  By Melanie Waddell, AdvisorOne  |  January 21, 2013

  Bolstered by another four years in her position under a re-elected Obama administration, Phyllis Borzi is adamant that EBSA’s fiduciary rule will see the light of day this year.

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  Labor Secretary Solis Resigns

  By Melanie Waddell, AdvisorOne  |  January 10, 2013

  Labor Secretary Hilda Solis announced Wednesday that she is resigning after four years in the Obama administration.

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  Will the DOL Finally Show that Fiduciary Advice Is Better Business?

  By Bob Clark, AdvisorOne  |  December 27, 2012

  Cornerstone of new proposal is expected to be “substantial economic analysis.”