Piper Jaffray

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  Baird Nabs Morgan Stanley, UBS Advisors; Securities America Expands Recruiting Group

  By Janet Levaux, AdvisorOne  |  May 14, 2013

  The new Baird teams come on board with some $800 million in client assets under management in Minnesota and Tennessee.

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  New Hire Roundup: LPL Financial Welcomes Lochan

  By Marlene Y. Satter, AdvisorOne  |  January 9, 2013

  This week in new hires, Brendt Stallings and Husam Nazer joined DoubleLine, the MSRB board announced that it is looking for a few good applicants, and Citi named two new co-presidents.

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  Top Portfolio Products: Putnam Rolls Out DC Website

  By Marlene Y. Satter, AdvisorOne  |  December 20, 2012

  Underwriters exercise option in WisdomTree secondary offering.

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  Top Portfolio Products: Schwab, Piper Jaffray to Boost Muni Bond Access

  By Marlene Y. Satter, AdvisorOne  |  November 30, 2012

  New products introduced over the last week include an arrangement between Schwab and Piper Jaffray to provide investors greater access to the latter’s new muni bonds; more.

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  New Hire Roundup: New National Segment Leaders at Mercer Hammond

  By Marlene Y. Satter, AdvisorOne  |  October 10, 2012

  This week in new hires, Mercer Hammond named three new national segment leaders, National Advisors Trust brought in Joseph Morsman, and BKD Wealth Advisors announced internal promotions.

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  New Hire Roundup: Mehra Goes to Salient; New CFA Institute Head

  By Marlene Y. Satter, AdvisorOne  |  September 26, 2012

  This week in new hires, Dr. Ajay Mehra joined Salient Partners; Alan Meder was named chairman of the board of governors at CFA Institute; and Yuri Khalif went to Hatteras Funds.

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  Compensation Spending Down at Goldman, Up at Smaller Firms

  By Janet Levaux, AdvisorOne  |  March 29, 2012

  Goldman Sachs ended 2011 with one of the lowest compensation-to-revenue ratios of the publicly traded investment banks, 42%, according to SNL Financial analysis.

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  UBS Team Jumps to Independence at Raymond James

  By Janet Levaux, AdvisorOne  |  November 14, 2011

  A team with $200 million in assets joins Raymond James Financial Services in Duluth, Minn.

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  New Hire Roundup: Fidelity Names Presidents, SIFMA Gains President and Board Members

  By Marlene Y. Satter, AdvisorOne  |  November 10, 2011

  This week in new hires, Fidelity Asset Management announced two new presidents in its fixed income division and SIFMA announced its new president and board members.

• Merrill's McCann Speaks Out on FAs, A.G. Edwards and Rule 202

  By Janet Levaux, AdvisorOne  |  August 1, 2007

  What is that status of Merrill Lynch's private client group?If you take a long-term perspective, the business was restructured and repositioned between 2001 and 2003....