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By Marlene Y. Satter, AdvisorOne |
March 21, 2013
The SEC settlement by CR Intrinsic was for $600 million, the largest ever in an insider trading case; meanwhile, a financier was charged in a scam involving pre-IPO Facebook stock.
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By Joyce Hanson, AdvisorOne |
March 30, 2011
Sales offers to pre-IPO shares of well-known social media companies, including Facebook, bilk the public by peddling non-existent securities, FINRA warned this month.