ProEquities

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  Record Attendance, Upbeat Mood at FSI Conference

  By John Sullivan, AdvisorOne  |  January 29, 2013

  The new year finds the Financial Services Institute optimistic and on a roll.

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  FSI’s FA Membership Growth Strategy Appears to Be Working

  By James J. Green, AdvisorOne  |  January 29, 2013

  Subsidizing individual FA membership gets advisors in the door, and advocacy success keeps them, says FSI leadership.

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  Slow and Steady Wins the Reg

  By John Sullivan, AdvisorOne  |  December 21, 2012

  In 2013, FSI’s main priorities will be engaging politicians on relevant regulations and legislation, like the DOL's fiduciary rule, BDs’ independent contractor status as well as certain provisions of Dodd-Frank.

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  FSI Adds to Board, ‘Strengthens Focus’ on Small Broker-Dealers

  By John Sullivan, AdvisorOne  |  December 3, 2012

  The cavalry is coming. Advocacy organization announces three new members to its board and a renewed commitment to small and mid-size broker-dealers.

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  Indie Broker-Dealers Face Struggle to Survive: Cerulli

  By Joyce Hanson, AdvisorOne  |  May 1, 2012

  The things that advisors love about independent broker-dealers also give rise to the problems that make survival difficult in the channel, according to a Cerulli report.