ProEquities Inc.

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  State Regulators Settle With Bankers Life

  By Marlene Y. Satter, AdvisorOne  |  April 4, 2012

  The North American Securities Administrators Association (NASAA) announced Wednesday that state securities regulators had reached a settlement with Bankers Life and Casualty Company of Illinois, after a task force found that the firm was acting as an unlicensed broker-dealer and investment advisor.

• B/D News & Products

  By Staff Writer  |  February 1, 2008

  On January 8, James Cayne of Bear Stearns announced his plan to step down as CEO, effective immediately, though he will stay on as chairman...

• FSI Elects '08 Leaders

  By Janet Levaux, AdvisorOne  |  January 2, 2008

  The Atlanta-based Financial Services Institute, or FSI, says the industry group's board of directors has unanimously elected Brian Murphy, chairman of Woodbury Financial Services of Woodbury, Minn., a

• Bottom Up

  By Angie Herbers  |  December 1, 2007

  Last month, I gave a one-day practice-building workshop for ProEquities, Inc., concluding one of many business management conferences they offer their affiliated advisors each year....