Prudential Securities

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  4 Merrill Teams Go Indie With More Than $1B

  By Janet Levaux, AdvisorOne  |  September 4, 2012

  The breakaway brokers join HighTower and Dynasty Financial in the West.

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  New Hire Roundup: Putnam Adds Three; Wagner Retires From BlackRock, Joins Board

  By Marlene Y. Satter, AdvisorOne  |  June 27, 2012

  This week in new hires, David Scheetz, Edward Deeds and James Axford joined Putnam Investments; and Susan Wagner retired as vice chairwoman of BlackRock and was named to its board.

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  Branch Manager’s Cowboy Call: ‘Can You Ride for the Brand?’

  By Jane Wollman Rusoff  |  June 27, 2012

  Hard-driving, competitive, goal-focused, Keith A. Vanderveen, president of the home region of Wells Fargo Advisors’ Private Client Group, does not mince words.

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  Morgan Stanley’s Larry King Joins Dynasty in Indie Partnership

  By Joyce Hanson, AdvisorOne  |  February 6, 2012

  In more news of Dynasty's growing network of indie RIAs, noted wealth manager Larry King said he is leaving Morgan Stanley Smith Barney to go independent on the Dynasty platform.

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  Fear of Flying: Jumping From Wirehouse to Independence

  By Jane Wollman Rusoff  |  January 31, 2012

  The career kick-offs of two successful wirehouse advisors were as different as the countries where they were born.

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  2011 Advisor Hall of Fame

  By Ellen Uzelac  |  November 23, 2011

  Welcome to Research Magazine's Advisor Hall of Fame, now in its 21st year. This eagerly anticipated annual feature has become a benchmark of excellence in our industry and an example to all of the rewards that result from effort and integrity.

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  Catching up with… Scott Colyer

  By John Sullivan, AdvisorOne  |  July 28, 2011

  If you’re in the decidedly unglamorous, but wholly necessary fixed income business, setting up shop in Monument, Colo., serves as an effective (and breathtaking) counterbalance.

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  Raymond James Taps Former UBS Exec, Morgan Stanley Consultant as Head of IT

  By Janet Levaux, AdvisorOne  |  June 15, 2011

  Bella Loykhter Allaire will lead the firm's technology and operations divisions beginning on June 20

• Finding the retirement planning sweet spot

  By Staff Writer  |  July 1, 2009

  It's all blowing up; Which is good and bad for the independent broker/dealer space. An unprecedented recruiting environment, fee-based assets in crisis, boomer clients freaking...

• Insuring 401(k) Success Via Annuities

  By Elizabeth D. Festa  |  August 1, 2008

  Michael Salley is one of those ever-growing group of advisors who have become independent and taken their Wall Street knowledge to Main Street, bringing along...