Prudential

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  New Hire Roundup: Putnam Names New GAA Leadership Team

  By Marlene Y. Satter, AdvisorOne  |  February 6, 2013

  This week in new hires, Putnam announced a new leadership team for its global asset allocation organization, and Steve Antonakes became acting deputy director of the Consumer Financial Protection Bureau.

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  10 Favorite Super Bowl TV Ads by Financial Firms

  By Dan Berman, AdvisorOne  |  February 1, 2013

  AdvisorOne looked at 46 years of Super Bowl TV commercials, finding favorites starring Homer Simpson, Jerry Seinfeld and an unknown mutual fund pitchman from 1973.

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  Seeking Advisors’ Real Value; Generating High-Tech Leads: February Research—Slideshow

  By Editorial Staff  |  January 23, 2013

  The February issue of Research magazine takes an in-depth look at what value financial advisors actually provide to their clients. Ellen Uzelac's feature article "Here's Your Lead Generation Machine" probes how technology is providing new ways to find and engage prospective clients. "A Broker Who Broke Bad" offers the story,...

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  A Broker Who Broke Bad

  By Jane Wollman Rusoff  |  January 23, 2013

  Serving nearly 400 days in federal prison wasn’t what Justin M. Paperny had in mind when he became a stockbroker fresh out of the University of Southern California, psychology degree in hand.

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  Borzi: DOL to Offer New Version of Fiduciary Rule in ‘Several Months’

  By Melanie Waddell, AdvisorOne  |  December 7, 2012

  The DOL plans to repropose its controversial rule to amend the definition of fiduciary under ERISA “in several months,” Phyllis Borzi the DOL’s EBSA, told AdvisorOne on Friday.

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  New Hire Roundup: Mullis Joins Securities America; BlackRock’s New Strategist

  By Marlene Y. Satter, AdvisorOne  |  November 20, 2012

  This week in new hires, Michael Mullis became a registered rep with Securities America; BlackRock named Russ Koesterich its new chief investment strategist; and Michael Davis left EBSA for Prudential.

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  In Shakeup, FPA Outsources Washington Lobbying Efforts

  By James J. Green, AdvisorOne  |  November 16, 2012

  Restructuring is part of an overall plan to focus on planner group’s strategic vision being put in place by new CEO Lauren Schadle.

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  New Hire Roundup: Commonwealth Named as a Top Place to Work—Again

  By Marlene Y. Satter, AdvisorOne  |  November 14, 2012

  This week in new hires, Commonwealth Financial Network once again made the Boston Globe’s list of top places to work in Massachusetts; Ellen Turf announced she would depart NAPFA next year; and Intech announced a new hire and promotions.

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  Borzi’s Right Hand Man, Davis, Leaves EBSA and Joins Prudential

  By Melanie Waddell, AdvisorOne  |  November 12, 2012

  Michael Davis, Phyllis Borzi’s right hand man at the DOL’s Employee Benefits Security Administration, has left his post as Deputy Assistant Secretary of EBSA and joined Prudential Retirement.

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  Top 5 Fund Providers Most Liked by Advisors

  By Melanie Waddell, AdvisorOne  |  October 31, 2012

  A Cogent Research survey uncovered the five most liked service providers in each of three fund types: mutual funds, ETFs and variable annuities.