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By Les Abromovitz |
January 1, 2012
This information sheet contains general information about certain provisions of the Investment Advisers Act of 1940 and selected rules under the Advisers Act. It also provides information about the resources available from the SEC to help advisors understand and comply with these laws and rules.
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By Marlene Y. Satter, AdvisorOne |
August 2, 2011
Chinese reverse mergers, once all the rage, have cooled off, costing U.S. investors billions.