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By Marlene Y. Satter, AdvisorOne |
February 22, 2012
This week in new hires, ByAllAccounts welcomed Mark Wickersham; David Linton joined Salient Partners; MassMutual promoted Jon Budd and welcomed Brian Mezey; and Rohith Eggidi joined Brinton Eaton.
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By Melanie Waddell, AdvisorOne |
September 29, 2011
FINRA announced Thursday that it had ordered Raymond James & Assoc. and Raymond James Financial Services to pay restitution of $1.69 million to more than 15,500 investors who were charged unfair and unreasonable commissions on securities transactions.
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By Janet Levaux, AdvisorOne |
April 5, 2011
CEO Paul Reilly says that the offering of the 4.25% senior notes "will support a number of potential initiatives and further enhance our liquidity position."
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By John Sullivan, AdvisorOne |
November 1, 2009
Which broker/dealers are getting it right? Which broker/dealers go above and beyond in serving the needs of both their reps and their reps' clients? We...
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By Melanie Waddell, AdvisorOne |
August 17, 2009
Proceeds will help fund Raymond James's broker/dealer
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By Janet Levaux, AdvisorOne |
June 24, 2009
Raymond James financial advisors Sheryl Stephens and Margaret Starner were recently named among Barron's "Top 100 Women Financial Advisors." This list of distinguished advisors was...
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By John Sullivan, AdvisorOne |
November 1, 2008
Which broker/dealers are getting it right? We asked readers about technology, wealth management offerings, practice management help and -- of course -- payout to gauge...
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By Ed McCarthy, CFP |
August 1, 2008
Marilyn Littlejohn, CFP, branch manager, Raymond James & Associates Inc., St. Petersburg, Fla. 1. Which retirement issue has hit you or your clients out of left...
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By Staff Writer |
December 1, 2007
A select group of market segments and companies are poised to improve results in the coming months, analysts say. --- Analyst: Ronald A. Tadross, CFAFirm: Banc of...