Raymond James Financial Services Inc.

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  Advisors Giving Back: Holiday Slideshow, Part II

  By Janet Levaux, AdvisorOne  |  December 26, 2012

  In the second of three slideshows, we pay homage to advisors and their partners who share of their time and talents with their local, national and global community.

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  New Hire Roundup: Commonwealth’s Tedesco Honored

  By Marlene Y. Satter, AdvisorOne  |  December 12, 2012

  This week in new hires,Commonwealth Financial tech guru Darren Tedesco was named to the 2013 Premier 100 IT Leaders list; Todd Scharf was named CTO by the SEC; and more.

• New Hire Roundup: BondDesk Welcomes Swartz; Kosharek Rises at Raymond James

  By Marlene Y. Satter, AdvisorOne  |  March 28, 2012

  This week in new hires, Donald Swartz went to BondDesk; Jamie Kosharek advanced at Raymond James; and Pinnacle made Michael Kitces a partner.

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  FINRA Orders Raymond James to Pay $1.69 Million in Restitution

  By Melanie Waddell, AdvisorOne  |  September 29, 2011

  FINRA announced Thursday that it had ordered Raymond James & Assoc. and Raymond James Financial Services to pay restitution of $1.69 million to more than 15,500 investors who were charged unfair and unreasonable commissions on securities transactions.

• Raymond James Recruits Morgan Stanley, Wells Fargo FA Veterans

  By Joyce Hanson, AdvisorOne  |  February 3, 2011

  Raymond James announced that it has hired two Baton Rouge, La.-based financial advisors, Tom Breaux and Ian James, both of them veterans of large wirehouse firms.

• B/D News & Products

  By Staff Writer  |  June 1, 2009

  The Financial Industry Regulatory Authority (FINRA) is proposing a major expansion of its BrokerCheck service which would make records of final regulatory actions against brokers...

• 2008 Broker/Dealer Excellence Awards

  By John Sullivan, AdvisorOne  |  November 1, 2008

  Which broker/dealers are getting it right? We asked readers about technology, wealth management offerings, practice management help and -- of course -- payout to gauge...

• Changes

  By Staff Writer  |  July 1, 2008

  The Board of Directors of Putnam Investments announced that Robert "Bob" Reynolds has been named president and CEO of Putnam Investments. Charles "Ed" Haldeman, current...