Raymond James Financial

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  Raymond James Boosts Sales, Income; Tops Estimates

  By Janet Levaux, AdvisorOne  |  January 23, 2013

  The independent broker-dealer improves results from the prior quarter and last year, though its headcount falls from September.

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  SEC to Take Another Step Toward Fiduciary Rule

  By Melanie Waddell, AdvisorOne  |  January 16, 2013

  The SEC plans to issue a “concept release,” which will also likely include a request for information, in the first quarter regarding its rule to put brokers under a fiduciary mandate, Ken Bentsen of SIFMA said Wednesday.

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  SIFMA CEO Tim Ryan Leaves for JPMorgan

  By Melanie Waddell, AdvisorOne  |  January 8, 2013

  Tim Ryan, SIFMA president and CEO, resigned Tuesday after being named global head of regulatory policy and strategy at JPMorgan Chase.

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  RJ Grabs $800K Ex-Morgan Stanley FA in West Virginia

  By Janet Levaux, AdvisorOne  |  November 28, 2012

  The advisor has been in the business since 1978 and has about $215 million in client assets

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  Raymond James Posts Mixed October Results; Keegan Deal Hikes Production

  By Janet Levaux, AdvisorOne  |  November 21, 2012

  Fees and commissions drop slightly in October from the prior month, but rise year over year thanks to the Morgan Keegan deal and other factors

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  2012 Advisor Hall of Fame

  By Ellen Uzelac  |  November 21, 2012

  Welcome to Research magazine’s Advisor Hall of Fame, now in its 22nd year.

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  Recruiting Roundup: Wells Adds 31 FAs With $3.5 Billion

  By Janet Levaux, AdvisorOne  |  November 16, 2012

  LPL, Raymond James and Securities America also grab reps from rivals.

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  12 Best & Worst Broker-Dealers: Q3 Earnings

  By Janet Levaux, AdvisorOne  |  November 15, 2012

  Earnings fell as much as 88%, but also jumped over 70% within the broker-dealer industry—AdvisorOne spotlights the six best and six worst performers.

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  New Retirement Pro Emerges From Altered Landscape

  By Ellen Uzelac  |  October 24, 2012

  How do you provide high-level retirement income advice to your clients? It’s a single question with multiple answers, and it could be an advisor’s toughest challenge.

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  SIFMA’s Ryan Renews Dodd-Frank Support but Scoffs at Volcker Rule

  By Joyce Hanson, AdvisorOne  |  October 23, 2012

  “No one can be happy with where reform stands,” said Ryan on Tuesday at SIFMA's annual meeting in New York. Chairman Chet Helck spoke about the emotional side of the beleaguered finance industry.