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By Janet Levaux, AdvisorOne |
February 22, 2013
Raymond James Financial reported net revenues of $1.1 billion for the period ending Dec. 31, 2012.
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By Joyce Hanson, AdvisorOne |
January 25, 2013
Every year brings its own challenges, but 2013 is likely to be an exceptionally dynamic year for wealth managers, the Aite Group predicts.
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By Janet Levaux, AdvisorOne |
January 23, 2013
The independent broker-dealer improves results from the prior quarter and last year, though its headcount falls from September.
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By Melanie Waddell, AdvisorOne |
January 16, 2013
The SEC plans to issue a “concept release,” which will also likely include a request for information, in the first quarter regarding its rule to put brokers under a fiduciary mandate, Ken Bentsen of SIFMA said Wednesday.
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By Melanie Waddell, AdvisorOne |
January 8, 2013
Tim Ryan, SIFMA president and CEO, resigned Tuesday after being named global head of regulatory policy and strategy at JPMorgan Chase.
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By Janet Levaux, AdvisorOne |
November 28, 2012
The advisor has been in the business since 1978 and has about $215 million in client assets
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By Janet Levaux, AdvisorOne |
November 21, 2012
Fees and commissions drop slightly in October from the prior month, but rise year over year thanks to the Morgan Keegan deal and other factors
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By Ellen Uzelac |
November 21, 2012
Welcome to Research magazine’s Advisor Hall of Fame, now in its 22nd year.
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By Janet Levaux, AdvisorOne |
November 16, 2012
LPL, Raymond James and Securities America also grab reps from rivals.
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By Janet Levaux, AdvisorOne |
November 15, 2012
Earnings fell as much as 88%, but also jumped over 70% within the broker-dealer industry—AdvisorOne spotlights the six best and six worst performers.