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By Marlene Y. Satter, AdvisorOne |
September 15, 2011
This week in new hires, the Senate Banking Committee approved several SEC nominations; Michael Gregg was welcomed at The Hartford; Tom Douie rejoined Neuberger Berman; and Carl Steinhilber and Roderick Toppin went to MassMutual.
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By Joyce Hanson, AdvisorOne |
September 29, 2010
RBC Correspondent and Advisor Services announced Wednesday that they are adding a new team of four senior relationship managers with over 75 years of combined experience to support and drive business growth for RBC's RIA firms and independent broker-dealers.
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By Jane Wollman Rusoff |
September 1, 2010
In the aftermath of dreadful 2008 and 2009, staunch, stable clearing firms are not only being appreciated but touted by financial advisors to clients. Indeed, with...
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By Jane Wollman Rusoff |
April 1, 2009
It's not a question of any port in a storm -- it's the right port ... in a tsunami. That's what independent broker-dealers are seeking...