retail brokerage

• Raymond James to Purchase Morgan Keegan From Regions

  By Janet Levaux, AdvisorOne  |  February 1, 2012

  St. Petersburg, Fla.-based Raymond James Financial said on Jan. 11 that it would buy Memphis-based Morgan Keegan from Regions Financial in a $930-million stock transaction.

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  Raymond James to Buy Morgan Keegan for $930 Million

  By Janet Levaux, AdvisorOne  |  January 12, 2012

  The final purchase price is tied to the retention of advisors, while the overall deal includes special provisions related to legal issues and costs.

• Reality Check

  By Bob Clark, AdvisorOne  |  November 28, 2011

  I was recently accused by one of my friends of being a “numbers guy,” which, as a former philosophy major and professional journalist, I found quite amusing.

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  SEC Charges Florida Pair in Ponzi Scheme

  By Danielle Andrus, AdvisorOne  |  August 30, 2011

  The Securities and Exchange Commission announced Monday that it has charged two Florida men for running a Ponzi scheme that robbed more than 100 investors of $22 million.