retail distribution

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  TD Ameritrade Leadership Charts Course for RIA Custodian’s Future

  By John Sullivan, AdvisorOne  |  January 31, 2013

  TD Ameritrade Institutional’s leadership took to the stage Thursday morning at the company’s 2013 annual conference in San Diego.

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  Delaware Investments’ ‘Alpha-Ready’ Manager Model Fuels Stellar Growth

  By John Sullivan, AdvisorOne  |  December 3, 2012

  Delaware does it different. Fund managers concentrate on generating alpha, little else.

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  Pioneer Launches Educational Program on Volatility, Income and Perspective

  By Danielle Andrus, AdvisorOne  |  November 13, 2012

  Pioneer Investments, a global investment firm with $198 billion in assets, announced an educational program that focuses on major planning issues advisors are facing.

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  It’s Still the Economy, Stupid: TD Ameritrade Poll Ahead of Election

  By Joyce Hanson, AdvisorOne  |  November 1, 2012

  Retail investors named three issues as weighing heaviest on their confidence in the stock market, according to TD Ameritrade's Investor Sentiment Poll.

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  TD Ameritrade Poll Finds Investors Shying Away From Risk

  By John Sullivan, AdvisorOne  |  August 24, 2012

  As is often said, the pain of discipline is nothing compared with the pain of regret, something that advisors believe applies to investing.

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  Tom Nally: The 2012 IA 25 Extended Profile

  By Joyce Hanson, AdvisorOne  |  May 14, 2012

  Having spent nearly 20 years serving registered investment advisors in TD Ameritrade’s RIA segment, Tom Nally is ready to face what may be his greatest challenge.

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  TD Ameritrade CEO Points to Soft Trading in 20% Profit Drop

  By Joyce Hanson, AdvisorOne  |  April 17, 2012

  President and Chief Executive Fred Tomczyk said earnings and revenue were “right on consensus,” though he did acknowledge that TD Ameritrade’s trades were down at a rate of 51,000 per day.

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  SunAmerica Reshapes Its Distribution Channels

  By Arthur D. Postal  |  April 12, 2012

  AIG’s SunAmerica Financial Group unit is reorganizing to consolidate and expand its distribution channels.

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  LPL-AXA Extend Clearing Deal

  By Janet Levaux, AdvisorOne  |  February 10, 2012

  The independent broker-dealer retains a key client in the custom-clearing space

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  TD Ameritrade’s Bradley Shifts to Retail as Nally Takes Over RIA Unit

  By Janet Levaux, AdvisorOne  |  February 6, 2012

  Tom Bradley will take over the role of president of retail distribution from John Bunch as Tom Nally becomes head of TD Ameritrade Institutional.