Richard Breeden

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  Fund Industry Challenges CFTC Registration

  By Melanie Waddell, AdvisorOne  |  February 8, 2013

  The mutual fund industry, with help from some former SEC officials, is fighting back over a rule adopted by the CFTC that will force many funds to register with it.

• SEC Chairmen of Yore Speak

  By Melanie Waddell, AdvisorOne  |  July 1, 2008

  How can you fail to listen when six former SEC chairmen gather to talk about today's regulatory environment? During a roundtable discussion at SEC headquarters...

• CalPERS Adds Former SEC Chair's Hedge Fund

  By Staff Writer  |  August 7, 2006

  Richard Breeden's activist hedge fund firm has been allocated $400 million as part of the California Public Employees' Retirement System's corporate governance portfolio.

• Stretched Too Thin?

  By Melanie Waddell, AdvisorOne  |  June 1, 2005

  No single commercial or governmental agency has as big an influence on financial planners and investment advisors as the Securities and Exchange Commission. Moreover, within...