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By Derek Kravitz, Associated Press |
October 27, 2011
Freddie Mac CEO Charles E. "Ed" Haldeman Jr. will resign within the next year, according to the government regulator that oversees the mortgage giant.
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By Melanie Waddell, AdvisorOne |
April 26, 2007
Some of the nation's top financial leaders and lawyers say reforming the Securities and Exchange Commission's regulatory process would indeed help the U.S. capital markets stay competitive.
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By John Sullivan, AdvisorOne |
December 1, 2006
Boomer Market Advisor brought together five industry giants for agendas and predictions for the new year. All were chosen for their enthusiasm and creativity in...
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By Staff Writer |
September 1, 2006
Mary Schapiro was scheduled to become chairman and CEO of the NASD as of August 31, 2006 following current CEO Robert Glauber's earlier-than-scheduled departure from...
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By James J. Green, AdvisorOne |
July 31, 2006
NASD's Glauber leaving earlier than planned
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By Elizabeth D. Festa |
June 1, 2006
The NASD is taking steps to assess oversight of the sales of all types of annuities by the patchwork quilt of regulatory agencies overseeing the...
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By Melanie Waddell, AdvisorOne |
May 19, 2006
NASD Chairman and CEO Robert Glauber told a packed room at the Investment Company Institute's annual gathering May 18 in Washington, that the NASD should extend its proposed mutual fund point-of-sale disclosure document, Profile Plus, to exchange-traded funds, separately managed accounts, and, in some form, to fixed, variable and equity-indexed...
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By Staff Writer |
February 1, 2006
The NASD Board of Governors announced January 12 that Mary Schapiro will succeed Robert Glauber as chairman and CEO of NASD upon Glauber's completion of...