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By Janet Levaux, AdvisorOne |
June 29, 2012
Raymond James plans a large community-focused effort for August.
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By Janet Levaux, AdvisorOne |
June 27, 2012
LPL FINANCIAL SAID IN EARLY JUNE THAT Dan Arnold, currently head of strategy for the largest independent broker-dealer, had been named chief financial officer of the company, the latest step in a management reorganization that has played out over the last few months.
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By James J. Green, AdvisorOne |
June 5, 2012
Dan Arnold, former head of Uvest, will take over from Robert Moore, now president and COO of the largest independent BD.
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By Janet Levaux, AdvisorOne |
April 30, 2012
Its two private-equity investors are selling a combined 14% stake in the independent broker-dealer.
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By Melanie Waddell, AdvisorOne |
April 18, 2012
LPL CEO Mark Casady says the moves, and the launch of a new unit, are intended to capture “dynamic growth opportunities.”
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By James J. Green, AdvisorOne |
April 2, 2012
CFO Robert Moore says restructuring reflects strength of balance sheet and will provide ‘financial flexibility’ but doesn’t ‘signal we are now in acquisition mode.’
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By Marlene Y. Satter, AdvisorOne |
February 29, 2012
This week in new hires, Genworth welcomed David Pologe and David Ford joined Securities America.
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By James J. Green, AdvisorOne |
February 27, 2012
Former Merrill, Wachovia, BONY marketing veteran to head up largest independent broker-dealer’s marketing efforts.
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By James J. Green, AdvisorOne |
February 8, 2012
Robert Moore, CFO of the largest IBD, tells AdvisorOne flat Q4 is due to market volatility.
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By Janet Levaux, AdvisorOne |
February 7, 2012
The independent broker-dealer ends the year with nearly 12,850 advisors, a jump over 3% from the year-ago period, and strong growth in its RIA custodial assets.