Royal Alliance Associates

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  5 Indie BDs Ordered to Pay $9.6M for Nontraded REIT Violations

  By Melanie Waddell, AdvisorOne  |  May 22, 2013

  Massachusetts Securities Regulator William Galvin ordered five IBDs to pay $8.6 million in restitution to investors and fined them a total of $975,000 for improper sales of nontraded REITs.

• BDs Share Latest FA

  By Janet Levaux  |  April 29, 2013

  In early April, Baird said it recruited a team of seven employee advisors with about $770 million in client assets from Wells Fargo in Houston, while Royal Alliance announced that it added two independent teams in Chicago and Salt Lake City with combined assets of more than $400 million and...

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  Recruiting Roundup: Baird Grabs Wells FAs, UBS Branch Manager; Royal Adds 2 Indie Groups

  By Janet Levaux, AdvisorOne  |  April 9, 2013

  The new Baird group has about $770 million in client assets, and the new Royal Alliance-affiliated reps have more than $400 million.

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  Advisors Giving Back: Holiday Slideshow, Part I

  By Janet Levaux, AdvisorOne  |  December 21, 2012

  In our latest slideshow, we pay homage to advisors and their partners who share of their time and talents with their local, national and global community.

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  AIG’s Advisor Group Wraps Up Woodbury Purchase

  By Janet Levaux, AdvisorOne  |  December 3, 2012

  The combined IBD will have roughly 6,000 advisors with some $125 billion in assets.

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  Hall of Fame Winners to Date

  By Editorial Staff  |  November 20, 2012

  The full listing of Research Hall of Fame winners.

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  Top 10 RIA-Friendly Indie BDs

  By John Sullivan and Liana Roberts, AdvisorOne  |  June 29, 2012

  Investment Advisor magazine’s 2012 BD Reference Guide helps sort and rank IBDs in five major categories, with AdvisorOne here highlighting 10 by their accommodation to RIAs.

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  Top 10 Independent BDs by Annual Revenue

  By John Sullivan and Liana Roberts, AdvisorOne  |  June 20, 2012

  Investment Advisor magazine’s 2012 BD Reference Guide helps sort and rank IBDs in five major categories, with AdvisorOne here highlighting 10 by annual revenue.

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  Larry Roth: The 2012 IA 25 Extended Profile

  By John Sullivan, AdvisorOne  |  May 28, 2012

  It’s almost as if Larry Roth stole Burger King’s “Have it your way” tagline, except it directly affects advisor and client well-being rather than how one might like their fast food.

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  2011 Advisor Hall of Fame

  By Ellen Uzelac  |  November 23, 2011

  Welcome to Research Magazine's Advisor Hall of Fame, now in its 21st year. This eagerly anticipated annual feature has become a benchmark of excellence in our industry and an example to all of the rewards that result from effort and integrity.