SAC Capital

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  SEC, FINRA Enforcement Roundup: SAC Inquiry Nabs Sigma Portfolio Manager

  By Marlene Y. Satter, AdvisorOne  |  April 4, 2013

  Among recent actions by the SEC and FINRA were charges against a portfolio manager from Sigma Capital Management, an affiliate of SAC Capital Advisors.

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  SEC Enforcement Roundup: CR Intrinsic Slapped With Record Insider Trading Fine

  By Marlene Y. Satter, AdvisorOne  |  March 21, 2013

  The SEC settlement by CR Intrinsic was for $600 million, the largest ever in an insider trading case; meanwhile, a financier was charged in a scam involving pre-IPO Facebook stock.

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  Sallie Krawcheck Joins Board of Gold Bullion International

  By John Sullivan, AdvisorOne  |  April 18, 2012

  Sallie Krawcheck, one of the financial industry’s most well-known—and controversial—executives has joined the advisory board of Gold Bullion International, the company announced Wednesday.

• Hedge Fund Managers Arrested for Insider Trading

  By John Sullivan, AdvisorOne  |  February 8, 2011

  Charges are latest in broad investigation.

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  Reason No. 611 for independent advice

  By John Sullivan, AdvisorOne  |  August 20, 2009

  The Wall Street Journal reports that Goldman Sachs analysts reserved key trading tips for large clients, hurting smaller clients of the venerable firm. An example,...

• Sub-Prime Returns

  By Jeff Joseph  |  September 1, 2007

  Squeezed between a credit panic and intense volatility in stock prices, some of the most highly regarded hedge fund managers have spilled huge amounts of...