Salomon

• 

  New Hire Roundup: LPL Financial Welcomes Lochan

  By Marlene Y. Satter, AdvisorOne  |  January 9, 2013

  This week in new hires, Brendt Stallings and Husam Nazer joined DoubleLine, the MSRB board announced that it is looking for a few good applicants, and Citi named two new co-presidents.

• 

  New Hire Roundup: Layton to Run Neuberger Berman Wealth Group; New SIFMA Board Member

  By Marlene Y. Satter, AdvisorOne  |  December 6, 2012

  This week in new hires, Neuberger Berman announced that Brian Layton would head its Boston wealth management group; Paul Gamble was promoted at Financial Engines; and SIFMA announced that Kim Tillotson Fleming was named to its board.

• 

  New Hire Roundup: SEC Welcomes Norberg; Fleming Joins FINRA Board

  By Marlene Y. Satter, AdvisorOne  |  January 19, 2012

  This week in new hires, Jane A. Norberg joined the SEC as deputy chief of the Whistleblower Office; Gregory J. Fleming was elected to FINRA's board of directors; Mike Anderson went to Securities America; and Dan Dorfman joined Trim Tabs Money Blog as a columnist.

• Greenhill Managing Directors Killed in Plane Crash

  By Marlene Y. Satter, AdvisorOne  |  December 21, 2011

  Two managing directors from investment bank Greenhill & Co., Inc. were killed on Tuesday when the small plane they were in crashed in New Jersey. Ice on the wings was cited as a possible cause for the plane to come down.

• FINRA Fines 5 Broker-Dealers

  By Marlene Y. Satter, AdvisorOne  |  September 7, 2011

  Five broker-dealers were fined by FINRA for understating the amount of total commissions they charged to customers in trade confirmations and on fee schedules.

• 

  Going Rogue: Where Six Famous Financial Crooks Are Now

  By John Sullivan, AdvisorOne  |  November 4, 2010

  We take a look back at the rogues gallery of financial miscreants, including the king, Charles Ponzi, and ask, "Where are they now?"

• Going Rogue: Where Six Famous Financial Crooks are Now

  By John Sullivan, AdvisorOne  |  November 4, 2010

  Can there be a funnier scene? The 2005 remake of the 1977 classic Fun with Dick and Jane finds Jim Carrey as the hapless spokesman...

• The Roaring 80s

  By Kenneth Silber, Research  |  July 1, 2008

  It was August 17, 1982, and Dr. Doom had changed his mind. Economist Henry Kaufman, then at Salomon Brothers, had come to be known by the...

• Ringel to Head New York CMA Research Subsidiary

  By Staff Writer  |  September 15, 2003

  LUXEMBOURG (HedgeWorld.com)--Capital Management Advisors Group, a fund of funds adviser, established a research subsidiary in New York, under the leadership of a former Salomon Brothers...

• Smith Barney Fund Switches Managers

  By Staff Writer  |  February 10, 2003

  Feb. 5, 2003 -- Citigroup Asset Management said Salomon Brothers fund manager John Cunningham will begin overseeing value stocks in Smith Barney Premier Selections Large...