Sanjay Wadhwa

• 

  SEC Slams Level Global With $21.5M Insider Trading Fine

  By Melanie Waddell, AdvisorOne  |  April 30, 2013

  The hedge fund advisory firm Level Global Investors has agreed to pay more than $21.5 million to settle charges that its co-founder and analyst engaged in repeated insider trading of Dell and Nvidia stock.

• 

  SEC Charges Raj Rajaratnam’s Brother With Insider Trading

  By Melanie Waddell, AdvisorOne  |  March 22, 2013

  Rajarengan “Rengan” Rajaratnam was charged by the SEC Thursday for his role in the massive Galleon insider trading scheme.

• 

  U.S. Charges SAC Capital Unit in $276 Million Insider Trading Scheme

  By Melanie Waddell, AdvisorOne  |  November 20, 2012

  The SEC, in its largest insider trading case ever, and the Department of Justice charged hedge fund advisory firm CR Intrinsic Investors, which is a unit of SAC Capital, its former portfolio manager and a medical consultant with insider trading.

• 

  SEC Brings More Insider Trading Actions in Galleon Case

  By Melanie Waddell, AdvisorOne  |  October 29, 2012

  The SEC says that it has now charged 32 defendants in its Galleon-related enforcement actions.