Schwab

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  SEC, FINRA Charge Schwab, 2 Executives Over YieldPlus Fund

  By Marlene Y. Satter, AdvisorOne  |  January 12, 2011

  On Tuesday both the SEC and FINRA imposed penalties on Schwab, as well as two Schwab executives, in connection with charges filed by the SEC over the YieldPlus Fund.

• Merrill Edge: Competitive Game-Changer, Says Industry Research Firm in Report

  By Janet Levaux, AdvisorOne  |  December 28, 2010

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  Schwab Reaches Tentative Deal on Class Action Settlement—Again

  By John Sullivan, AdvisorOne  |  November 19, 2010

  A class action suit brought by plaintiffs' attorneys against Charles Schwab & Co. over the investment giant's YieldPlus Fund appears to be settled.

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  LPL IPO: Trading Comes as Deals Flood the Market

  By Joyce Hanson, AdvisorOne  |  November 18, 2010

  In the week that LPL Financial has launched its IPO, the financial services IPO market has returned to a position of strength after passing through an unwelcoming summer period.

• Using OPM to Grow AUM

  By Mark Tibergien  |  October 1, 2010

  Advisory businesses deploy two types of leverage to accelerate their growth: operating leverage, which builds off infrastructure, technology, and other people's labor (OPL); and financial...

• Schwab Launches Three Fixed Income ETFs

  By John Sullivan, AdvisorOne  |  August 5, 2010

  New bond ETFs from Schwab have low operating expenses and no online trading commissions for Schwab clients

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  Five Core Funds for Conservative Investors

  By Janet Levaux, AdvisorOne  |  July 21, 2010

  Every portfolio needs a solid foundation, especially those owned by conservative investors. Here are five core funds used by several top advisors that can help keep conservative clients on course.

• Schwab to Link to J.P. Morgan's Fixed-Income Securities

  By Staff Writer  |  April 26, 2010

  Charles Schwab clients will now have access to J.P. Morgan's fixed-income securities, including new-issue and secondary municipal bonds, corporate debt securities and non-convertible preferred securities.

• Fixed-income alliance between giants

  By John Sullivan, AdvisorOne  |  April 26, 2010

  Charles Schwab clients will now have access to J.P. Morgan's fixed income securities, including new-issue and secondary municipal bonds, corporate debt securities and non-convertible...

• Latest Client Satisfaction Results

  By Janet Levaux, AdvisorOne  |  April 9, 2009

  Investors say that Edward Jones, USAA and Vanguard do the best job when it comes to shepherding them through the market upheaval of the past year, according to a recent survey conducted by Consumer Reports.