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By Marlene Y. Satter, AdvisorOne |
May 24, 2012
Broker-dealer Cadaret, Grant fined; alleged $60 million Ponzi scheme targeted; Morgan Stanley in hotseat.
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By John Sullivan, AdvisorOne |
December 23, 2011
Convicted swindler Scott Rothstein, who was given a 50-year sentence for his role in devising and running a $1.2 billion Ponzi scheme, testified in a sworn deposition that employees of Toronto-Dominion Bank assisted him in the scheme, noting that they played a 'critical' role.