Securities America Financial Corp.

• FINRA Smacks 18 Firms, Workers Tied to Private Placements

  By Janet Levaux, AdvisorOne  |  November 29, 2011

  FINRA said Tuesday that it sanctioned eight firms and 10 individuals and ordered restitution of more than $3.2 million for sales of private placements, including some issued by Provident Royalties and Medical Capital Holdings.

• Securities America Up for Sale, Ameriprise Says

  By Janet Levaux, AdvisorOne  |  June 1, 2011

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  2011 Q1 Earnings: Ameriprise Says Profits Rise, Will Sell Securities America

  By Janet Levaux, AdvisorOne  |  April 25, 2011

  Ameriprise Financial, which released its first-quarter earnings late Monday, said it was looking to sell Securities America, its troubled broker-dealer. Ameriprise also took a $77 million charge against its earnings in Securities America legal matter.

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  Positive Psychology

  By Jane Wollman Rusoff  |  January 1, 2011

• Iron Man

  By Jane Wollman Rusoff  |  November 1, 2008

  It was always James D. Nagengast's plan -- after eighty-sixing a teenage notion to be a doctor, lawyer or computer scientist -- to turn a...

• Whither the Independent B/D?

  By Melanie Waddell, AdvisorOne  |  September 1, 2008

  Furthering the consolidation trend in the independent broker/dealer industry, Securities America Financial Corp. has agreed to acquire Folsom, California-based Brecek & Young Advisors, Inc. from...

• Securities America Acquires Brecek & Young

  By Melanie Waddell, AdvisorOne  |  August 7, 2008

  Furthering the consolidation trend in the independent broker/dealer industry, Securities America Financial Corp. has agreed to acquire Folsom, California-based Brecek & Young Advisors from Security...