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By Melanie Waddell, AdvisorOne |
March 26, 2012
Prominent retirement planning officials are warning advisors to make sure that the retirement plans they advise are compliant with Department of Labor rules, as the DOL’s regulatory arm responsible for policing these plans is cracking down.
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By Melanie Waddell, AdvisorOne |
February 24, 2012
With a beefed up enforcement staff on tap, DOL goes after advisors to retirement plans. Crackdown is "astonishing," says Andy Larson, and should serve as a wakeup call to advisors.
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By Melanie Waddell, AdvisorOne |
January 27, 2012
Security Benefit and Mesirow Financial Investment Management Inc. recently joined forces to help employers offer a retirement plan for their employees, and to assume the fiduciary role of selecting investments for participants.
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By Ronald Delegge, ETFguide.com |
October 26, 2011
Guggenheim Partners is folding rydex SGI into its ETF asset management group. Combined together, the firm will have approximately $119 billion under management.
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By John Sullivan, Advisorone |
July 1, 2007
Click here to download featured Broker/Dealer profiles from the July 2007 issue of Boomer Market Advisor . Advantage Capital Corp. Atlanta, Ga. 800-235-2237 www.joinacc.com Years in business: 60 Number of producers:...
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By Robert F. Keane |
June 28, 2007
Security Benefit, the Topeka-based financial services holding company has signed a definitive purchase agreement to acquire Rydex Investments, Rockville, Maryland. The combined organization is expected to have roughly $35 billion in assets under management and $52 billion of assets under administration when the deal closes later this year.
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By Staff Writer |
May 1, 2007
Fidelity Investments released in late March its seventh annual estimate of the lifetime healthcare costs that retirees will face, and the news is not good....
