Senate Banking Committee

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  SEC’s White: Money-Market Fund Reforms Coming in ‘Near Future’

  By Melanie Waddell, AdvisorOne  |  May 3, 2013

  But SEC Chairwoman Mary Jo White remained tight-lipped on the specifics of those changes.

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  Mary Jo White: The 2013 IA 25 Extended Profile

  By Melanie Waddell, AdvisorOne  |  April 30, 2013

  All eyes will be on new SEC Chairwoman Mary Jo White as she takes the helm and decides which rulemakings to tackle first.

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  Crossing Paths: The 2013 IA 25

  By Editorial Staff  |  April 29, 2013

  With Investment Advisor's 13th annual list of the most influential individuals in and around the advisor business, we decided to do something different.

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  SEC Comings and Goings: Canellos, Ceresney Named Co-Heads of Enforcement

  By Melanie Waddell, AdvisorOne  |  April 22, 2013

  SEC Chairwoman Mary Jo White has named her former colleague Andrew Ceresney and acting enforcement director George Canellos co-directors of the enforcement division.

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  White Sworn In as SEC Chief; Walter, Paredes Likely Leaving SEC Soon

  By Melanie Waddell, AdvisorOne  |  April 10, 2013

  Interim Chairwoman Elisse Walter will remain at the agency as a commissioner, but it doesn't look like she'll be there for long, David Tittsworth of IAA said.

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  Mary Jo White Confirmed by Senate as SEC Chairwoman

  By James J. Green, AdvisorOne  |  April 8, 2013

  The former prosecutor was confirmed as SEC chief via unanimous consent.

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  NASAA Sounds Alarm on Private Placement Offerings

  By Melanie Waddell, AdvisorOne  |  April 2, 2013

  As the SEC finalizes its proposed rule under the JOBS Act to allow marketing of such offerings, state regulators issued an investor alert Tuesday.

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  White Pledges to Weigh Cost of Fiduciary Rule as Ketchum Revives SRO Fight

  By Melanie Waddell, AdvisorOne  |  April 1, 2013

  Just as incoming Securities and Exchange Commission (SEC) Chairwoman Mary Jo White has pledged to lawmakers that she would carefully weigh the costs of a fiduciary rulemaking, Richard Ketchum, CEO of the Financial Industry Regulatory Authority (FINRA), is renewing his call for a self-regulatory organization to oversee advisors.

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  Senate Banking Chief Johnson Announces Retirement

  By Melanie Waddell, AdvisorOne  |  March 26, 2013

  Sen. Tim Johnson, D-S.D., chairman of the Senate Banking Committee, announced Tuesday that he would not run for re-election when his term ends in 2014.

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  White Gets Senate Banking Nod to Be Next SEC Chief

  By Melanie Waddell, AdvisorOne  |  March 19, 2013

  Her nomination now goes to the full Senate, where it is expected to meet little resistance.