Shareholders Service Group

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  At SSG, a Focus on Compliance, Including Expert Advice for State- and SEC-Registered RIAs

  By James J. Green, AdvisorOne  |  March 2, 2012

  Some states are shifting field examiners to handle registration duties for the “Big Switch,” says Chris Winn of AdvisorAssist; states reaching out to RIAs, says NCS’ Kellli Capitano.

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  At SSG Conference, CEO Mangan Focuses on Trust and Independence

  By James J. Green, AdvisorOne  |  March 1, 2012

  At first national conference of Shareholders Service Group, leader Peter Mangan says fiduciary standard shows investors who they can trust.

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  FSI Reports Record Attendees for Annual OneVoice Conference

  By James J. Green, AdvisorOne  |  January 18, 2012

  More than 600 registrants and 65 exhibitors already for Jan. 23-25 conference for independent broker-dealer advocacy group.

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  Steve Jobs and Advisors: His Legacy and Ongoing Influence

  By James J. Green, AdvisorOne  |  October 6, 2011

  Most advisors don't use his computers, but more and more use his mobile devices. More important, his business and marketing genius, and his appreciation for the user of technology, has shaped the advisor's world.

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  Advent Software to Acquire Black Diamond for $73 Million

  By James J. Green, AdvisorOne  |  May 13, 2011

  Portfolio management software firm says Black Diamond’s management and technology will drive its advisor strategy.

• Navigator

  By James J. Green, AdvisorOne  |  April 1, 2010

  Dan Skiles has been working with advisors since 1994, when he joined what was then a privately held Jack White & Co. in San Diego....

• Joining a New Club

  By James J. Green, AdvisorOne  |  April 1, 2010

  Dan Skiles spent years working for large companies, typified by eight years at Charles Schwab Institutional. Now that he's an executive VP at the much...

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  Assessing Custodians: My Way Along the Road

  By Mike Patton  |  April 6, 2009

  It seems as though there's a lot of interest in custodians, so I thought I'd write a little more about my decision to join Trade...

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  How I Chose My New Custodian

  By Mike Patton  |  December 22, 2008

  How I Chose My New Custodian To recap, in mid-2008 my current custodian made a corporate decision to double its minimum requirement for assets under management....