Skip Schweiss

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  Worst-Case Scenario Is Diluted Fiduciary Standard: TD’s Nally

  By James J. Green, AdvisorOne  |  May 11, 2012

  At NAPFA National, the new head of TDAI made the case for RIAs, younger advisors and female clients, but fretted about Dodd-Frank implementation, and urged advisors to “focus on running a business.”

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  TD Ameritrade Puts Actions Behind Its Patriotic Words

  By James J. Green, AdvisorOne  |  February 3, 2012

  At annual conference, TDAI pays for supplies for 2,000 Red Cross kits for wounded soldiers and homeless vets. Advisors pitch in.

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  SROIIA Launches State Web Tool in Anticipation of ‘Switch’

  By Melanie Waddell, AdvisorOne  |  December 14, 2011

  The SROIIA, which was founded by two University of Mississippi School of Law students last March, announced Wednesday that it had created a web tool to help advisors wade through the registration requirements for each state.

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  Forget Advisor SRO; Use External Auditors for Exams, Academic Study Urges

  By Melanie Waddell, AdvisorOne  |  October 27, 2011

  A Georgetown business school professor offers another option in lieu of an SRO for advisors: outsourcing routine advisor exams to external third parties, such as accounting and consulting firms.

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  TD’s Schweiss on Overlooked Golden Opportunity for Advisors: Weekend Interview

  By James J. Green, AdvisorOne  |  April 15, 2011

  Skip Schweiss suggests that DOL regulations on fiduciary and retirement plans will play to fiduciary advisors’ strength.

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  At TD Ameritrade Conference, Differing Views on Implementing Fiduciary Standard

  By John Sullivan, Advisorone  |  February 3, 2011

  Panel of opinionated experts provides insight, suggest likely next steps for SEC studies.

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  The Future of Advice

  By Ellen Uzelac  |  February 1, 2011

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  Advisors Optimistic, but Worried About Dodd-Frank, TD’s Schweiss Says: The Holiday Weekend Interview

  By John Sullivan, Advisorone  |  December 21, 2010

  Look to invest in their businesses for growth in 2011, believe new compliance will raise time and cost burden.

• Preparing for a Fiduciary Future

  By Ellen Uzelac  |  August 1, 2010

  The almost certain expansion of the fiduciary standard will have a dramatic impact on traditional brokers -- affecting everything from how much money they make...

• Skip Schweiss, President of TD Ameritrade Trust Co.: The Weekend Interview

  By John Sullivan, Advisorone  |  June 18, 2010

  TD Ameritrade Trust Co. President Skip Schweiss has specific insight on what it will take to get more RIAs over their fiduciary fears and into the corporate retirement plan arena.