Smith Barney

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  Morgan Stanley Beats Estimates as Advisors Improve Results

  By Janet Levaux, AdvisorOne  |  April 18, 2013

  The flow of advisors’ fee-based assets continue to increase at $15 billion in Q1.

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  Top Posts at Broker-Dealers See Big Changes

  By Janet Levaux, AdvisorOne  |  April 1, 2013

  LPL, Morgan Stanley and Raymond James all announced big moves recently.

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  Morgan Stanley Grabs Merrill IT Exec

  By Janet Levaux, AdvisorOne  |  March 6, 2013

  Chris Randazzo leaves BofA to support Gorman and team's $500 million technology push.

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  Raymond James Retires Morgan Keegan Brand, as Tech Transition Ends

  By Janet Levaux, AdvisorOne  |  February 28, 2013

  Raymond James said Tuesday it had wrapped up the conversion of Morgan Keegan operations and clients into Raymond James’ technology systems.

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  New Hire Roundup: Gail Cohen to Chair New York Bankers Association

  By Marlene Y. Satter, AdvisorOne  |  February 13, 2013

  This week in new hires, Porter Schutt and Bill Dugdale joined Brown Advisory, and Brian Major went to AlixPartners.

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  Top 10 Wealth Management Trends for 2013

  By Joyce Hanson, AdvisorOne  |  January 25, 2013

  Every year brings its own challenges, but 2013 is likely to be an exceptionally dynamic year for wealth managers, the Aite Group predicts.

• Wirehouses Roll Out ’13 Comp Plans

  By Janet Levaux, AdvisorOne  |  January 23, 2013

  After getting feedback from top advisors, Morgan Stanley said in December that it will share a new stock-ownership plan with reps in 2013.

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  Retirement Trailblazer

  By Ellen Uzelac  |  January 23, 2013

  A lot of broker-dealers have invested in the retirement income space.

• Joint Venture Drops Smith Barney

  By Janet Levaux, AdvisorOne  |  October 24, 2012

  Morgan Stanley says that its U.S. wealth management business is now branded Morgan Stanley Wealth Management (MSWM).

• What’s Driving Industry Shifts?

  By Janet Levaux, AdvisorOne  |  October 24, 2012

  The number of wirehouse advisors and their asset base continues to drop, says a report released by Cerulli Associates on Monday.