Smith Barney

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  Top 10 Trends in Wealth Management for 2012

  By Marlene Y. Satter, AdvisorOne, Joyce Hanson, AdvisorOne  |  January 24, 2012

  Whither wealth management? The industry will continue to undergo radical changes that began in 2008, says Aite Group in a detailed report.

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  New Hire Roundup: Horan Goes to Chilton, Pan Moves Up at SEC, CFP Board Gains Myers

  By Marlene Y. Satter, AdvisorOne  |  December 8, 2011

  This week in new hires, Timothy Horan moved to Chilton Private Clients, with a team of four; Eric Pan joined the SEC; Roger C. Myers, Jr. was named CFO at the CFP Board; and Neuberger Berman added four new wholesalers.

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  New Hire Roundup: Reinhart Joins Wealthcare Capital, Bowden Goes to SEC

  By Marlene Y. Satter, AdvisorOne  |  October 26, 2011

  This week in new hires, Len Reinhart joined Wealthcare Capital’s board, Andrew J. Bowden was appointed the SEC’s new associate director of advisor exams, and the Senate confirmed Luis Aguilar and Daniel Gallagher as SEC commissioners.

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  Wealthcare Welcomes Len Reinhart to Board

  By Marlene Y. Satter, AdvisorOne  |  October 25, 2011

  Wealthcare Capital Management announced Tuesday that Len Reinhart, the former president and founder of the Lockwood family of companies, will join the firm’s board of directors.

• Morgan Stanley Moves to Fire More FAs

  By Janet Levaux, AdvisorOne  |  July 1, 2011

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  Portrait of a Branch Manager

  By Jane Wollman Rusoff  |  July 1, 2011

• FINRA Prepares New Social Media Guidance for BDs

  By Melanie Waddell, AdvisorOne  |  June 29, 2011

  FINRA plans to release to the SEC in a matter of weeks new guidance on social media usage by broker-dealers and their advisors.

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  New Hire Roundup: U.S. Trust, Atlantic Trust Add Senior Wealth Managers

  By Joyce Hanson, AdvisorOne  |  March 31, 2011

  U.S. Trust and Atlantic Trust have added new hires to their ranks, bringing on senior managers from some of the most recognized names in wealth management.

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  Gorman Makes More Changes to Morgan Stanley Management

  By Janet Levaux, AdvisorOne  |  January 14, 2011

  Greg Fleming is made head of wealth management; Charlie Johnston will retire at the end of the year.

• Morgan Stanley Taps Rosenthal as COO

  By Janet Levaux, AdvisorOne  |  January 4, 2011

  Jim Rosenthal has been in charge of merging Morgan Stanley and Smith Barney's technology as part of the joint venture