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By Marlene Y. Satter, AdvisorOne |
April 30, 2013
Will you or your client be one of the 70% of people over 65 who will need long-term care? Genworth’s annual study on the cost of LTC indicates that if you are, you will be paying more for it this year.
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By Marlene Y. Satter, AdvisorOne |
March 21, 2013
The SEC settlement by CR Intrinsic was for $600 million, the largest ever in an insider trading case; meanwhile, a financier was charged in a scam involving pre-IPO Facebook stock.
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By Marlene Y. Satter, AdvisorOne |
March 7, 2013
FINRA and the SEC recently acted on issues that included the fleecing of 31 NFL players via high-risk casino securities and a rep who conducted a Ponzi scheme under his firm’s nose.
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By Marlene Y. Satter, AdvisorOne |
December 7, 2012
Among recent actions taken by the SEC and FINRA were the breakup of an insider trading ring; Raymond James getting fined and censured; and proceedings over securities law violations by the Big Four accounting firms' China affiliates.
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By Ellen Uzelac |
November 21, 2012
Welcome to Research magazine’s Advisor Hall of Fame, now in its 22nd year.
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By Marlene Y. Satter, AdvisorOne |
October 25, 2012
If Gov. Romney wins the election, his Cabinet will take a very different direction on economic policy than Obama’s. Here are some of the choices to head those key posts.
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By Joyce Hanson, AdvisorOne |
October 18, 2012
What’s striking this year is the big pool of winners, a reflection of the improvement in the 529 industry since it hit bottom in 2008—and seven of the 27 medalists are advisor-sold.
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By Janet Levaux, AdvisorOne |
October 3, 2012
Four advisors move from a wirehouse to a regional firm with about $220 million in assets.
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By Melanie Waddell, AdvisorOne |
September 21, 2012
Three states joined a lawsuit filed in federal court in Washington, D.C., that asked the court to review the constitutionality of the Orderly Liquidation Authority, established under Dodd-Frank.
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By Ed McCarthy |
July 26, 2012
With current market conditions and global economic trends, advisors have a good opportunity to introduce more clients to companies that make the Mergent Dividend Achievers roster.