Stephen Duthie

• OSC Reprimands, Fines Stephen Duthie

  By Staff Writer  |  June 9, 2003

  TORONTO (HedgeWorld.com)--The Ontario Securities Commission found that Stephen Duthie wrongly engaged in activities for which he was not registered and otherwise engaged in unfair and...

• Duthie At OSC Hearing: Guidelines Were Not Restric

  By Staff Writer  |  May 5, 2003

  TORONTO (HedgeWorld.com)--The staff of the Ontario Securities Commission presented its case against Stephen Duthie, in connection with the trades that led to the demise of...

• Phoenix: Settlements Out of Way, Fireworks Approac

  By Staff Writer  |  April 21, 2003

  TORONTO (HedgeWorld.com)--After years of settling what can be settled, the Ontario Securities Commission has narrowed down the questions arising from the demise of Phoenix Fixed...

• Canadian Failure-to-Supervise Case is Settled

  By Staff Writer  |  July 1, 2002

  TORONTO (HedgeWorld.com)--The Ontario Securities Commission approved a settlement June 17 of its staff's failure-to-supervise allegations against hedge fund manager Mark Kassirer, formerly chairman of Phoenix...