Strategic Financial Alliance

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  Slow and Steady Wins the Reg

  By John Sullivan, AdvisorOne  |  December 21, 2012

  In 2013, FSI’s main priorities will be engaging politicians on relevant regulations and legislation, like the DOL's fiduciary rule, BDs’ independent contractor status as well as certain provisions of Dodd-Frank.

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  FSI Adds to Board, ‘Strengthens Focus’ on Small Broker-Dealers

  By John Sullivan, AdvisorOne  |  December 3, 2012

  The cavalry is coming. Advocacy organization announces three new members to its board and a renewed commitment to small and mid-size broker-dealers.

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  FPA Announces Award Winners

  By Marlene Y. Satter, AdvisorOne  |  September 28, 2012

  Among the winners is David King, who will be honored posthumously for his visionary devotion to the development of the financial planning movement as an established profession.

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  FSI Adds 2,500 Advisor Members

  By Melanie Waddell, AdvisorOne  |  August 1, 2012

  FSI announced Tuesday that NEXT Financial Group, Transamerica Financial Advisors. and The Strategic Financial Alliance have joined as members, collectively adding 2,500 new independent advisor members to FSI.