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By Melanie Waddell, AdvisorOne |
February 8, 2013
The mutual fund industry, with help from some former SEC officials, is fighting back over a rule adopted by the CFTC that will force many funds to register with it.
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By Melanie Waddell, AdvisorOne |
December 12, 2012
Eight former independent directors, who were charged by the SEC with overstating the value of their securities as the housing market was collapsing in 2007, say they will “vigorously” contest the charges.
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By John Sullivan, AdvisorOne |
May 18, 2012
The Mutual Fund Directors Forum announced Thursday that it has released a special report titled “Practical Guidance for Directors on the Oversight of Securities Lending.”
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By Marlene Y. Satter, AdvisorOne |
October 20, 2011
This week in new hires, Susan Ferris Wyderko was named president and CEO of the Mutual Fund Directors Forum and Lisa Resnick became senior VP of retail distribution at Genworth Financial.
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By James J. Green, AdvisorOne |
April 30, 2007
The Securities and Exchange Commission announced that Lori Schock, the acting director of the Office of Investor Education and Assistance (OIEA), left the agency April 27 to become director of outreach at the Center for Audit Quality in Washington, D.C.
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By Staff writer |
July 1, 2006
The Securities and Exchange Commission announced that Susan Ferris Wyderko, director of the Office of Investor Education and Assistance, will leave the Commission. She will...
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By Melanie Waddell, AdvisorOne |
January 17, 2006
Susan Ferris Wyderko was named on January 12 the Acting Director of the SEC's Division of Investment Management, which oversees advisors and mutual funds. She fills the spot of the previous Acting Director Meyer Eisenberg, the SEC's deputy general counsel, who left the SEC a few weeks ago to teach...