Sutherland Asbill & Brennan LLP

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  New Hire Roundup: Peluso Named President of First Clearing; Dyke Moves Up at American College

  By Marlene Y. Satter, AdvisorOne  |  May 30, 2012

  This week in new hires, Wells Fargo Advisors named John Peluso the new president of First Clearing and The American College named Barry James Dyke to the advisory board of the New Northwestern Mutual Granum Center for Financial Security.

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  The Five Top FINRA Enforcement Actions in 2010

  By Kathleen McBride, AdvisorOne  |  February 28, 2011

  An analysis by the securities law firm Sutherland Asbill & Brennan, including Sutherland's Brian Rubin, says FINRA is taking a more ‘aggressive enforcement’ stance.

• FINRA Slows Fines and Enforcement Actions

  By Melanie Waddell, AdvisorOne  |  June 3, 2009

  B/Ds and reps saw fewer fines and enforcement actions in 2008

• FINRA sanctioned far less in 2008, law firm reports

  By Staff Writer  |  June 3, 2009

  It was a "slow year" for FINRA in 2008, according to one law firm's assessment. Sutherland Asbill & Brennan LLP released analysis Wednesday revealing FINRA -...