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By Melanie Waddell, AdvisorOne |
August 22, 2012
Knut Rostad, president of the Institute for the Fiduciary Standard, told AdvisorOne on Wednesday that regulators will most likely "continue to punt" the fiduciary issue.
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By Joyce Hanson, AdvisorOne |
April 27, 2012
The Committee for the Fiduciary Standard recognized Morningstar’s ‘Fiduciary Focus’ columnist Scott Simon for his contributions to the cause of advancing the fiduciary standard to investors, markets and the public.
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By Knut A. Rostad |
December 12, 2011
Despite the ruckus over SEC Chairman Schapiro's comments on a 'business-model neutral' fiduciary standard, it shouldn't be a big deal if SEC rule-making remains true to Dodd-Frank and the plain meaning of its plain language.
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By Editorial Staff |
July 27, 2011
While all 50 honorees of the 50 Top Women in Wealth for 2011 deserve recognition for their accomplishments and leadership, as we have done each year since the 50 Top Women’s inception, we are taking some extra time to look at certain members of the list, this year grouped by...
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By Melanie Waddell, AdvisorOne |
July 8, 2011
The BU professor, revered for her knowledge of fiduciary law, tells AdvisorOne she hopes investors will lead the change in brokers' fiduciary habits.
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By Kathleen McBride, AdvisorOne |
May 6, 2011
Ron Rhoades, scholar, RIA, advocate for investors and member of the IA 25 is honored for his fiduciary advocacy.
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By Kathleen McBride, AdvisorOne |
March 23, 2011
Committee for the Fiduciary Standard honors Prof. Frankel and calls for nominees who have advanced the ‘authentic fiduciary standard.’
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By Kathleen McBride, AdvisorOne |
November 22, 2010
Alan Blinder and Tamar Frankel weigh in on the conflicting responsibilities of reps affiliated with a public company
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By Kathleen McBride, AdvisorOne |
September 30, 2010
'Be bold' and 'act as if disclosure works a lot less than you think.'
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By Kathleen McBride, AdvisorOne |
September 27, 2010
To an investor, the functions of a broker and an investment advisor look substantially the same. But are they?