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By Janet Levaux, AdvisorOne |
July 1, 2010
LPL Financial filed statements with the SEC in early June 4 to go public with an estimated $600-million stock offering. The independent broker-dealer has 12,026 independent...
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By Janet Levaux, AdvisorOne |
June 4, 2010
LPL Financial's parent company filed a registration statement on Friday, June 4, in connection with the highly anticipated initial public offering of its common stock.
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By Janet Levaux, AdvisorOne |
June 4, 2010
LPL Holdings, with 12,000 affiliated financial advisors, files registration with the SEC nearly five years after selling 60% of the company to Texas Pacific Group (TPG) and Hellman & Friedman.
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By James J. Green, AdvisorOne |
August 1, 2008
As the biggest player in the independent broker/dealer space, LPL Financial would appear in the spotlight often enough for its sheer market share heft and...
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By Editorial Staff |
May 1, 2007
When Mary Schapiro took the helm as CEO and chairman of the NASD last September, it was a moment of relative calm before the storm.
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By Alexei Bayer |
January 1, 2007
If there is a place worth flying to for lunch from New York City -- and on Election Day no less -- it is probably...
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By Kathleen McBride, AdvisorOne |
December 1, 2005
In a move that allows the founders to diversify their holdings and appraises one of the largest U.S. independent broker/dealers at $2.5 billion, Linsco/Private Ledger...
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By Staff Writer |
November 1, 2005
Financial planning not only for people; firms do it too