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  • Prospecting Strategy

    By Bill Good  |  November 23, 2011

    A recent survey by Cerulli showed that wirehouse BDs had about a 43% market share of retail asset management as of end-2010 — down from almost half the market in 2007. Naturally, other distribution channels were gaining, among them independent BDs and RIAs.

  • SEC's New Powers Affect Hedge Fund and Private Equity Advisors

    By Michael S. Fischer  |  July 29, 2010

    Alternative investment advisors who have business in the U.S. will be required to register with the SEC under newly enacted regulatory reform legislation, according to a statement issued by Kinetic Partners on July 21.

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