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By Melanie Waddell, AdvisorOne |
June 6, 2012
Opponents of Rep. Spencer Bachus’ bill calling for a SRO to oversee advisors had their hopes that the SEC would receive a boost in funding in order to thwart an SRO quashed on Wednesday.
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By Knut A. Rostad |
March 18, 2010
The battle for the fiduciary standard in financial reform legislation took an unexpected turn a couple weeks ago. The National Association of Insurance and Financial...
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By Bob Clark, AdvisorOne, Bob Clark, AdvisorOne |
March 9, 2010
It seems I may have been a bit hasty in my assertion that SIFMA was behind the amendment by Senator Tim Johnson (D-South Dakota) that...
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By Arthur D. Postal |
November 11, 2009
The Restoring American Financial Stability Act of 2009 discussion draft is long enough to have room for many troubling provisions, insurance industry Congress watchers say.