-
By Melanie Waddell, AdvisorOne |
March 20, 2012
FINRA on Monday fined Citi International Financial Services $600,000 and ordered more than $648,000 in restitution and interest to more than 3,600 customers for charging excessive markups and markdowns on corporate and agency bond transactions.
-
By Marlene Y. Satter, AdvisorOne |
November 10, 2011
FINRA also ordered the firm to pay restitution and interest of $371,000 to customers for excessive markups and markdowns charged to customers on corporate and municipal bond transactions.