Thomas Kim

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  NASAA Fires Off Warning as Crowdfunding Accelerates

  By Melanie Waddell, AdvisorOne  |  December 7, 2012

  With the number of crowdfunding Internet domains jumping from 900 to 8,800 since the beginning of the year, NASAA sees big potential for abuse.

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  SEC, NASAA Tell Small Businesses: Wait to Join the ‘Crowd’

  By Melanie Waddell, AdvisorOne  |  July 24, 2012

  The SEC and state regulators are warning small businesses and entrepreneurs to hold off on crowdfunding.

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  SEC, NASAA to Small Businesses: Hold Off on Crowdfunding

  By Melanie Waddell, AdvisorOne  |  June 29, 2012

  State regulators warned small businesses that they should wait until the SEC has finalized its crowdfunding rules before offering shares in their ventures for public sale.

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  New SEC Committee to Put Retail Investors First

  By Melanie Waddell, AdvisorOne  |  June 12, 2012

  “Many individual investors feel like they are under siege,” SEC Commissioner Luis Aguilar said at the group's first meeting.