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By Janet Levaux, AdvisorOne |
November 14, 2012
The independent broker-dealer has about 450 advisors with $8 billion in assets under management
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By John Sullivan, AdvisorOne |
January 24, 2012
In an interview on Tuesday with AdvisorOne at FSI’s conference in Orlando, ICC president and CEO Tim Murphy says he's optimistic about 2012.
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By Janet Levaux, AdvisorOne |
December 9, 2011
The independent broker-dealer, selected as one of Investment Advisor magazine's Broker-Dealers of the Year, is included in the index for one year.
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By Melanie Waddell, AdvisorOne |
October 20, 2011
The FSI said that its board of directors voted unanimously to expand its reach on Capitol Hill and in the states and that a boost in its BD members’ dues will help the lobbying group.
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By Editorial Staff |
August 25, 2011
September brings the 21st annual Broker-Dealers of the Year awards.
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By John Sullivan, AdvisorOne |
August 24, 2011
As long-time readers realize, it isn’t the first go-around for many of the 2011 Broker-Dealer of the Year winners.
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By Janet Levaux, AdvisorOne |
August 15, 2011
The broker-dealer's advisors have just pledged some $25,000 to the advocacy group, with matching contributions from Investors Capital CEO Tim Murphy and advisor Don Ingram.
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By Janet Levaux, AdvisorOne, Jane Wollman Rusoff |
November 18, 2010
LPL's IPO successfully passed its first test, as its shares rose 7% in trading Thursday, closing at $32.15 with 8 million shares traded.
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By James J. Green, AdvisorOne |
July 1, 2010
The parent company of the largest independent broker/dealer, LPL Financial, filed an S-1 statement with the SEC on June 4 to go public via an...
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By Janet Levaux, AdvisorOne |
June 7, 2010
LPL Financial, which filed an S-1 statement with the SEC on June 4, to go public with a stock offering, had 11,950 affiliated representatives as of April 1, 2010, a self-reported number gathered as part of Investment Advisor's broker/dealer survey.