Tim Ryan

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  SIFMA Names Former Sen. Gregg as CEO

  By Melanie Waddell, AdvisorOne  |  May 20, 2013

  SIFMA announced Monday that former Sen. Judd Gregg has been appointed CEO and that Ken Bentsen, acting president and CEO, is now president.

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  SEC to Take Another Step Toward Fiduciary Rule

  By Melanie Waddell, AdvisorOne  |  January 16, 2013

  The SEC plans to issue a “concept release,” which will also likely include a request for information, in the first quarter regarding its rule to put brokers under a fiduciary mandate, Ken Bentsen of SIFMA said Wednesday.

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  SIFMA CEO Tim Ryan Leaves for JPMorgan

  By Melanie Waddell, AdvisorOne  |  January 8, 2013

  Tim Ryan, SIFMA president and CEO, resigned Tuesday after being named global head of regulatory policy and strategy at JPMorgan Chase.

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  Lawmakers Grill DOL’s Solis on Fiduciary Duty Redraft

  By Melanie Waddell, AdvisorOne  |  March 21, 2012

  At a House hearing, lawmakers took Labor Secretary Hilda Solis to task Wednesday over how the DOL’s recrafting of its fiduciary rule is progressing—specifically on the timing of the re-proposed rule and the rule’s inclusion of IRAs.

• The Client. The Client. The Client.

  By James J. Green, AdvisorOne  |  March 1, 2012

  The last words of General of the Army Douglas MacArthur’s farewell speech at West Point went like this: “…when I cross the river, my last conscious thoughts will be of the Corps, the Corps, the Corps.”

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  SIFMA’s Ryan, Bentsen: Fiduciary, SRO Action on Horizon in 2012, but Not 12b-1

  By Melanie Waddell, AdvisorOne  |  January 13, 2012

  2012 will be the year of ‘finalizing’ Dodd-Frank implementation, adds SIFMA’s Ryan.

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  SIFMA Says Volcker Rule Threatens to Freeze Corporate Bond Market

  By Joyce Hanson, AdvisorOne  |  January 12, 2012

  SIFMA says that an overly restrictive implementation of the Volcker rule could severely reduce liquidity in the $1 trillion U.S. corporate bond market.

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  SIFMA Recognizes Women’s Group at Baird, Other Firms

  By Janet Levaux, AdvisorOne  |  November 10, 2011

  The industry group shares awards with Baird, BNP Paribas, Goldman Sachs, BofA, Citi, Deutsche Bank and Credit Suisse for diversity programs.

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  Big U.S. Banks Are ‘Uninvestable,’ Say Industry Insiders at SIFMA Meeting

  By Joyce Hanson, AdvisorOne  |  November 8, 2011

  Industry insiders criticized big U.S. banks as being “uninvestable” on Tuesday at the Securities Industry and Financial Markets Association’s (SIFMA) annual meeting in New York.

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  ‘Volcker Rule’ Proposal Approved by FDIC; Wall St. Fumes

  By James J. Green, AdvisorOne  |  October 11, 2011

  Wall Street firms decry proposed rules to take effect in July 2012; FDIC will accept comments until Jan. 13.