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By James J. Green, AdvisorOne |
January 31, 2012
Harvey Pitt, David Ruder, Arthur Levitt say brokers should have a fiduciary standard: SIFMA’s Ryan agrees.
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By Kathleen McBride, AdvisorOne |
July 15, 2010
In an ironic coincidence, SIFMA's Regulatory Reform Summit opened Thursday, July 15, a day that sweeping reforms of America's financial system are expected to be approved by the Senate.
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By Robert F. Keane |
January 18, 2010
Group reportedly hires lawyer to investigate Constitutional issues
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By Melanie Waddell, AdvisorOne |
August 4, 2009
Former Congressman Ken Bentsen has been appointed as executive VP, Public Policy and Advocacy and head of SIFMA's Washington, D.C., office.
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By Janet Levaux, AdvisorOne |
June 17, 2009
FINRA and SIFMA outline their ideas for reform and share their preliminary reactions to the administration's positions.