Tom Ricketts

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  Incapital’s Tom Ricketts on Sustainable Investing—And, Yes, the Cubs

  By Melanie Waddell, AdvisorOne  |  August 21, 2012

  When he’s not busy being the owner of the Chicago Cubs, Tom Ricketts is overseeing Incapital, which underwrites and distributes fixed income securities and structured notes through more than 700 broker-dealers, institutions, advisors and wealth managers.

• Using Bond Ladders to Stave Off a Corporate Bond Bubble

  By Melanie Waddell, AdvisorOne  |  November 1, 2010

  We recognize the growth in the RIA space and we have been examining how we could expand that platform and reach them in a more meaningful way.

• Bring structure to your client's retirement plan

  By John Sullivan, AdvisorOne  |  May 28, 2008

  Boomers don't like to buy off the shelf. They increasingly demand customization to suit their individual situation. I recently asked Tom Ricketts, CEO of Incapital...

• Bond Platforms Merging

  By Melanie Waddell, AdvisorOne  |  April 1, 2008

  The two leading corporate bond platforms are about to merge. Incapital has entered into a definitive agreement with Bank of America to acquire its LaSalle...

• Top Two Corporate Bond Platforms Merging

  By Melanie Waddell, AdvisorOne  |  February 12, 2008

  The two leading retail corporate bond platforms are about to merge. Incapital announced February 10 that it has entered into a definitive agreement with Bank of America to acquire its LaSalle Broker Dealer Services Division.

• Incapital to Buy LaSalle from BofA

  By Janet Levaux, AdvisorOne  |  February 11, 2008

  Incapital LLC says it has struck a deal with the Bank of America to acquire LaSalle Broker Dealer Services Division; the purchase could be completed as early as March 30. "Corporate issuers, broker-de

• Tailor made

  By David Port  |  February 1, 2008

  For a financial instrument that only recently has found a solid foothold in the United States, structured products are thriving. New issuance has grown dramatically...

• Shopping the Bond Market

  By Alexei Bayer  |  October 1, 2007

  It didn't seem this lunch was going to happen. Tom Ricketts, president and CEO of Incapital, was taking a morning flight from Chicago, where the private...

• Catching up with...

  By Kathleen McBride, AdvisorOne  |  November 1, 2006

  Once, if an advisor wanted corporate bonds for a client there were three choices: buying them directly; in a unit trust; or a mutual fund....

• Strengthening Those Bonds

  By Melanie Waddell, AdvisorOne  |  January 7, 2003

  Incapital finds advisors to be a receptive audienc