UBS Americas

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  What’s Behind the U.S. Suing Big Banks Over Mortgage-Backed Securities?

  By Robert Bloink, Esq., LL.M., William H. Byrnes, Esq.  |  September 14, 2011

  More bank stock declines and less lending could be in store as financial institutions face another massive round of lawsuits. The Federal Housing Finance Agency sued 17 banks on Sept. 2, alleging that the financial institutions committed securities violations in the lead-up to the recent financial crisis.

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  Wirehouse Q2 Earnings Analysis: UBS Outpacing Rivals

  By Janet Levaux, AdvisorOne  |  August 5, 2011

  The Americas operations of UBS are ahead of all the wirehouses in new assets and net new money per advisor.

• UBS Grabs 4 Merrill Advisors in California, Florida

  By Janet Levaux, AdvisorOne  |  August 4, 2011

  The FAs have total yearly production of $2.1 million and assets of $800 million

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  UBS Hosts Client Forum With Clinton, Bush on Economy

  By Janet Levaux, AdvisorOne  |  August 2, 2011

  The wealth-management group also says its advisors and clients will be supporting small businesses in New York, as part of a pilot project.

• UBS' McCann and His Team: Lots of Merrill Lynch Ex's

  By Janet Levaux, AdvisorOne  |  January 19, 2010

  Former Merrill Lynch execs hope to improve results at UBS Americas, which includes about 7,300 advisors.

• Wirehouse Firms Report Third Quarter '09 Results

  By Janet Levaux, AdvisorOne  |  December 1, 2009

  Over the past 12 months, the broker-dealer field has been in a tremendous state of transition. Now after a string of significant mergers and...

• UBS Down 680 FAs in Q3

  By Janet Levaux, AdvisorOne  |  November 4, 2009

  After selling some 380 advisors to Stifel Nicolaus, UBS Americas now has 7,286 advisors in its ranks as of September 30, 2009.