UBS Financial Services

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  J.D. Power's Best Firms for Financial Advisors

  By Michael S. Fischer  |  October 22, 2010

  J.D. Power and Associates 2010 U.S. Financial Advisor Satisfaction Study ranks firms that satisfy advisors most.

• Wilmington Trust FSB Appoints Gore President of New York Office

  By Michael S. Fischer  |  August 30, 2010

  Wilmington Trust Corp. has named veteran wealth advisor Lawrence Gore president of the New York office of Wilmington Trust FSB, the firm announced Monday.

• Serving the Underserved (Millionaire)

  By Robert F. Keane  |  February 1, 2010

  There was a time not too long ago when the big Wall Street brands, such as Lehman Brothers, Merrill Lynch, SmithBarney, and many other names...

• Stifel Nicolaus Buys Part of UBS

  By Janet Levaux, AdvisorOne  |  May 1, 2009

  St. Louis-based Stifel, Nicolaus & company says it has reached a deal with UBS Financial Services to acquire up to 55 branches and 320 financial...

• Stifel Shares Details on UBS Acquisition (March 24, 2009)

  By Janet Levaux, AdvisorOne  |  March 24, 2009

  St. Louis-based Stifel, Nicolaus & Company says it entered a deal with UBS Financial Services to acquire up to 55 branches and 320 financial advisors from the UBS Wealth Management Americas branch network.

• Ira A. Walker

  By Ellen Uzelac  |  December 1, 2008

  Career Began: 1985 Home Base: Red Bank, N.J. Civic Affiliations: New Jersey Paper Hill Playhouse and the Ranney School --- Ira Walker has been called an "organizational genius," a...

• NEWS & PRODUCTS, APRIL 2008

  By Staff Writer  |  April 1, 2008

  FINRA has settled cases against five firms for mutual fund sales and supervisory violations, imposing an $800,000 fine against Prudential Securities and a $750,000 fine...

• You Rang?

  By Marian Miller Chang  |  April 1, 2006

  Customer service--true customer service such as returning phone calls in a timely manner or simply being polite and thoughtful or providing innovative solutions to problems--is...